1st Global, RegEd Enterprise Compliance Platform Case Study

1st Global partnered with RegEd — the leading provider of compliance management, licensing and registration, and education solutions to the financial services industry — to upgrade its compliance technology platform in order to better reach its ongoing goal of providing strong oversight and continuous risk management for the organization. Read the case study to learn how the new platform enables 1st Global to streamline core compliance processes, drive important efficiencies, enable active compliance monitoring and risk management, and provide a seamless onboarding experience for new financial advisors.

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