Amy Trifone, CLU

Compliance Research Analyst

Amy Trifone is a compliance research analyst in the Compliance department at 1st Global. Amy provides surveillance support for various compliance functions, primarily exception report monitoring and in-depth research, and interacts with advisors and their assistants to provide education and request information on required procedures. She joined the company in 2016 and values the opportunity her role provides for continuous learning , which she knows is integral to success and overall well-being.

Amy received her Bachelor of Arts degree in communications from Millsaps College and is thankful to be in an industry that ultimately exists to help others achieve their financial goals and provide for their loved ones. Prior to 1st Global, she developed her industry experience as a compliance analyst and customer service representative at Southern Farm Bureau Life Insurance Company and as a compliance analyst at Summit Advisor Solutions. She appreciates that her current role allows her to contribute to positively impacting the lives of those she serves. She has passed the FINRA Series 7 and Series 24 exams and holds the Chartered Life Underwriter designation from The American College.